Compliance Program Maturity Models
Maturity Models have been used for decades in the defense, energy, and information technology sectors. In the last few years,…
DOJ Compliance Guidance Regarding Compliance Culture
Key Points: Compliance culture repeatedly used in the DOJ Guidance. “How often and how does the company measure its culture…
2020 DOJ Compliance Guidance Policy Questions: Suggested Actions
There can be no doubt about the value that the Department of Justice (DOJ) places on the development, implementation, and…
Evidencing Compliance Culture
Developing a culture of compliance within an organization should be a major goal for any compliance officer. The underlying premise…
Compliance Program Maturity Models
Care Is Needed when Applying Maturity Models to Health Care Compliance. Maturity refers to the degree to which an organization’s…
Standardizing Compliance Policy Form and Format: Tips for Compliance Officers
Compliance Officers all know that a critical part of any effective compliance program must include the development, implementation, and distribution…
34 Questions Boards Should Be Asking Compliance Officers
Compliance Program (CP) is an effort that begins at the Board of Directors (Board) level. Both the Department of Justice…
Highlights of the 2020 DOJ Compliance Program Guideline Updates
New Questions; Increased Focus on Evidence of Effectiveness The U.S. Department of Justice (DOJ) released an update to its guidance…
2020 DOJ Compliance Guidance: Organizations must conduct periodic compliance program reviews
Key Takeaways The DOJ stresses how critical it is to evidence program effectiveness Regular, rigorous, and consistent independent reviews is…
Claims Quality Assurance: Monitoring and Ongoing Claims Processes
Key Points: In the Department of Health and Human Services, Office of Inspector General’s (OIG) Compliance Program Guidance for Hospitals, claims…
Managing Compliance Documents: An Overview of DMS
Key Points: Controlling and managing compliance-related policies and procedures are among the most challenging areas for Compliance Officers. It is…
DOJ, OIG, and Sentencing Commission Stress Importance of Evidencing a “Culture of Compliance”
How to find an inexpensive solution to measure and benchmark compliance culture The U.S. Sentencing Commission Guidelines for Organizations note the importance of…